Kim, Andrew Yyong 金龍
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2009-01-20 | 2009-04-20 | Rep | Dealing in securities | 2009-04-22 | 2009-07-22 | Rep | Dealing in securities | 2012-03-01 | 2018-04-14 | Rep | Asset management | 2013-11-27 | 2018-04-14 |
2 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in futures contracts | 2016-10-11 | 2018-04-14 |
3 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2012-03-01 | 2016-10-10 |
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