Vajpayee, Bhavtosh
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Advising on securities | 2014-04-01 | 2015-09-15 | RO | Advising on securities | 2015-09-15 | 2016-02-14 |
| 2 | CLSA RESEARCH LIMITED | Rep | Advising on securities | 2009-03-31 | 2011-04-08 |
| 3 | Sanford C. Bernstein (Hong Kong) Limited | Rep | Advising on securities | 2016-06-07 | 2018-07-05 | Rep | Dealing in securities | 2016-06-07 | 2018-07-05 |
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