Lau, Cheuk Ki (SFC:ATX970) 劉卓其
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2009-10-09 | 2011-06-22 |
2 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2009-10-09 | 2011-06-22 |
3 | HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2012-07-27 | 2019-11-01 |
4 | HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2012-03-23 | 2019-11-01 |
5 | HSBC BROKING FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2012-03-23 | 2013-01-22 |
6 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2012-03-23 | 2019-11-01 | Rep | Advising on securities | 2015-03-12 | 2019-11-01 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy