Tam, Angela Yuen Lam 譚菀霖
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CreditEase Wealth Management (HK) Limited | Rep | Advising on securities | 2019-01-29 | 2023-11-14 | Rep | Asset management | 2019-01-29 | 2023-11-14 | RO | Advising on securities | 2023-11-14 | 2024-01-14 | RO | Asset management | 2023-11-14 | 2024-01-14 |
2 | DELOITTE & TOUCHE CORPORATE FINANCE LIMITED | Rep | Advising on corporate finance | 2009-11-17 | 2011-08-05 |
3 | HERITVEST WEALTH MANAGEMENT (HONG KONG) CO., LIMITED | Rep | Dealing in securities | 2023-11-14 | 2024-01-14 | RO | Advising on securities | 2023-11-14 | 2024-01-14 | RO | Asset management | 2023-11-14 | 2024-01-14 |
4 | Nice Talent Asset Management Limited | Rep | Advising on securities | 2024-07-23 | Rep | Asset management | 2024-07-23 | Rep | Dealing in securities | 2024-07-23 |
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