Pan, Yangjiayi 潘楊家一
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Houlihan Lokey (China) Limited | Rep | Advising on corporate finance | 2014-04-17 | 2015-07-22 | Rep | Advising on securities | 2014-04-17 | 2015-07-22 | Rep | Dealing in securities | 2014-04-17 | 2015-07-22 |
2 | Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2015-08-03 | 2018-03-29 | Rep | Dealing in securities | 2015-08-03 | 2018-03-29 |
3 | Rothschild & Co Hong Kong Limited | Rep | Advising on corporate finance | 2011-09-23 | 2014-03-09 | Rep | Advising on securities | 2011-09-23 | 2014-03-09 |
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