Xia, Tian (SFC:AYJ595) 夏天
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Citigroup Global Markets Asia Limited | Rep | Advising on securities | 2018-09-14 | 2020-05-08 |
2 | MACQUARIE CAPITAL LIMITED | Rep | Advising on securities | 2011-11-04 | 2012-06-11 |
3 | UBS SECURITIES ASIA LIMITED | Rep | Advising on securities | 2012-10-24 | 2018-06-02 |
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