Wong, Chi Ming (SFC:AYK887) 黃志明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | ASSET MANAGEMENT GROUP LIMITED | Rep | Advising on securities | 2011-12-22 | 2013-09-30 | Rep | Dealing in securities | 2011-12-22 | 2013-09-30 |
2 | Carrington Asset Management Limited | RO | Asset management | 2021-06-18 | 2024-03-06 | RO | Advising on securities | 2021-11-19 | 2024-03-06 |
3 | CGL IM Financial Management Limited | RO | Advising on securities | 2024-05-02 | RO | Asset management | 2024-05-02 |
4 | FOUNDER SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2018-05-02 | 2018-12-12 | Rep | Advising on securities | 2019-01-07 | 2019-09-13 |
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