Xiao, Yinan (SFC:AYS881) 肖一楠
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GF Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2022-08-24 | 2023-03-17 | Rep | Asset management | 2022-08-24 | 2023-03-17 |
| 2 | GF Securities (Hong Kong) Brokerage Limited | Rep | Dealing in securities | 2022-08-24 | 2023-03-17 |
| 3 | GUOSEN SECURITIES (HK) ASSET MANAGEMENT COMPANY LIMITED | Rep | Asset management | 2013-05-29 | 2014-11-28 | Rep | Dealing in securities | 2013-05-29 | 2014-11-28 | Rep | Advising on securities | 2013-10-31 | 2014-11-28 | Rep | Advising on securities | 2021-01-25 | 2022-05-30 | Rep | Asset management | 2021-01-25 | 2022-05-30 | Rep | Dealing in securities | 2021-01-25 | 2022-05-30 | Rep | Advising on securities | 2023-04-25 | 2024-08-23 | Rep | Asset management | 2023-04-25 | 2024-08-23 | Rep | Dealing in securities | 2023-04-25 | 2024-08-23 | RO | Advising on securities | 2024-08-23 | RO | Asset management | 2024-08-23 | RO | Dealing in securities | 2024-08-23 |
| 4 | Guosen Securities (HK) Brokerage Company, Limited | Rep | Dealing in futures contracts | 2012-01-06 | 2013-05-02 | Rep | Dealing in securities | 2012-01-06 | 2013-05-02 |
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