Li, Shui Yan 李瑞恩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CINDA INTERNATIONAL CAPITAL LIMITED | RO | Advising on securities | 2003-10-08 | RO | Advising on corporate finance | 2011-07-13 | RO | Dealing in securities | 2003-10-08 | 2011-07-13 |
2 | DAKIN CAPITAL LIMITED | RO | Advising on corporate finance | 2016-01-21 | |
3 | MESSIS CAPITAL LIMITED | RO | Advising on corporate finance | 2011-10-03 | 2015-12-07 | RO | Dealing in securities | 2012-12-11 | 2015-12-07 |
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