Yoshikawa, Ken
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2018-05-28 | 2018-06-01 | Rep | Dealing in securities | 2018-08-13 | 2018-08-17 | Rep | Dealing in securities | 2018-11-19 | 2018-11-22 | Rep | Dealing in securities | 2019-01-18 | 2019-01-26 | Rep | Dealing in securities | 2019-04-15 | 2019-04-18 | Rep | Dealing in securities | 2022-11-11 | 2022-11-19 | Rep | Dealing in securities | 2023-12-01 | 2023-12-07 | Rep | Dealing in securities | 2024-08-16 | 2024-08-21 |
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