Li, Yan (SFC:BNB207) 李燕
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Sanford C. Bernstein (Hong Kong) Limited | Rep | Advising on securities | 2018-06-07 | 2021-01-14 | Rep | Dealing in securities | 2018-06-07 | 2021-01-14 |
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