Lai, Voon Wai 賴文偉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCOM International (Asia) Limited | Rep | Advising on corporate finance | 2014-07-09 | 2014-10-20 | Rep | Dealing in securities | 2014-07-09 | 2014-10-20 | RO | Advising on corporate finance | 2014-10-20 | 2017-03-13 | RO | Dealing in securities | 2014-10-20 | 2017-03-13 |
| 2 | BOCOM International Securities Limited | Rep | Advising on securities | 2014-07-09 | 2014-10-20 | Rep | Dealing in securities | 2014-07-09 | 2014-10-20 | RO | Advising on securities | 2014-10-20 | 2017-03-13 | RO | Dealing in securities | 2014-10-20 | 2017-03-13 |
| 3 | CCB INTERNATIONAL CAPITAL LIMITED | RO | Advising on corporate finance | 2006-06-20 | 2014-06-27 | RO | Dealing in securities | 2006-10-03 | 2014-06-27 | RO | Advising on securities | 2014-04-11 | 2014-06-27 |
| 4 | MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED | RO | Asset management | 2004-09-16 | RO | Advising on corporate finance | 2006-06-12 | RO | Advising on securities | 2006-06-12 |
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