Lui, Chi Lung Louis 雷子龍
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BTL ASSET MANAGEMENT COMPANY LIMITED | Rep | Advising on securities | 2016-10-05 | 2016-11-08 | Rep | Asset management | 2016-10-05 | 2016-11-08 | Rep | Dealing in securities | 2016-10-05 | 2016-11-08 | RO | Advising on securities | 2016-11-08 | 2021-03-03 | RO | Asset management | 2016-11-08 | 2021-03-03 | RO | Dealing in securities | 2016-11-08 | 2021-03-03 | RO | Advising on futures contracts | 2016-12-12 | 2021-03-03 | RO | Dealing in futures contracts | 2016-12-12 | 2021-03-03 | Rep | Advising on futures contracts | 2021-03-03 | Rep | Advising on securities | 2021-03-03 | Rep | Asset management | 2021-03-03 | Rep | Dealing in futures contracts | 2021-03-03 | Rep | Dealing in securities | 2021-03-03 |
2 | KINGDOM INVESTMENT MANAGERS LIMITED | Rep | Advising on securities | 2012-03-30 | 2013-05-21 | Rep | Asset management | 2012-03-30 | 2013-05-21 | RO | Advising on securities | 2013-05-21 | 2015-11-30 | RO | Asset management | 2013-05-21 | 2015-11-30 |
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