Zhou, Xiaoli (SFC:BND518) 周晓丽
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | MIZUHO SECURITIES ASIA LIMITED | Rep | Advising on securities | 2018-07-09 | 2022-06-23 | Rep | Dealing in securities | 2018-07-09 | 2022-06-23 |
2 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2022-08-10 | 2024-07-30 |
3 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2022-08-23 | 2024-07-30 |
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