Xie, Melody Raine
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Capstone Investment Advisors (HK) Limited | Rep | Asset management | 2024-07-04 | |
2 | Nezu Asia Capital Management Limited | Rep | Asset management | 2016-09-28 | 2023-06-30 |
3 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2012-09-03 | 2013-08-09 |
4 | Shangding International Asset Management Company Limited | Rep | Asset management | 2015-07-09 | 2016-05-03 |
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