Wong, Ka Chun (SFC:BAI761) 黃家俊
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | aacat fintech Limited | RO | Dealing in securities | 2022-09-27 | 2023-05-01 |
| 2 | BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2013-01-18 | 2015-06-22 |
| 3 | BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2012-10-24 | 2015-06-22 |
| 4 | CENTRAL WEALTH ASSET MANAGEMENT LIMITED | Rep | Asset management | 2019-06-18 | 2020-04-15 |
| 5 | CENTRAL WEALTH FUTURES LIMITED | Rep | Dealing in futures contracts | 2017-01-03 | 2019-05-14 | RO | Advising on futures contracts | 2019-05-14 | 2020-04-15 | RO | Dealing in futures contracts | 2019-05-14 | 2020-04-15 |
| 6 | CENTRAL WEALTH SECURITIES INVESTMENT LIMITED | Rep | Dealing in securities | 2017-01-03 | 2017-03-31 | RO | Dealing in securities | 2017-03-31 | 2020-04-15 | RO | Advising on securities | 2019-05-14 | 2020-04-15 |
| 7 | CMBC INTERNATIONAL FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2015-07-10 | 2016-12-16 |
| 8 | CMBC SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2015-07-10 | 2016-12-16 |
| 9 | Future World Securities Investment Limited | RO | Advising on securities | 2020-11-03 | 2022-03-31 | RO | Dealing in securities | 2020-11-03 | 2022-03-31 |
| 10 | Guolian Securities International Capital Co., Limited | RO | Dealing in securities | 2023-08-21 | 2024-07-01 | RO | Advising on securities | 2024-05-22 | 2024-07-01 |
| 11 | Pearl International Securities Limited | RO | Advising on securities | 2024-09-30 | RO | Asset management | 2024-09-30 | RO | Dealing in securities | 2024-09-30 |
| 12 | Tongjin Securities Limited | RO | Advising on futures contracts | 2020-05-21 | 2020-07-27 | RO | Advising on securities | 2020-05-21 | 2020-07-27 | RO | Dealing in futures contracts | 2020-05-21 | 2020-07-27 | RO | Dealing in securities | 2020-05-21 | 2020-07-27 |
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