Tsoi, Sze Yan 蔡思欣
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | E FUND MANAGEMENT (HONG KONG) CO., LIMITED | Rep | Advising on securities | 2012-10-30 | 2018-02-01 | Rep | Asset management | 2012-10-30 | 2018-02-01 | Rep | Dealing in securities | 2013-01-14 | 2013-02-28 | Rep | Dealing in securities | 2015-10-05 | 2019-08-12 | RO | Advising on securities | 2018-02-01 | 2018-08-01 | RO | Asset management | 2018-02-01 | 2018-08-01 | Rep | Asset management | 2018-10-03 | Rep | Advising on securities | 2018-10-03 | 2019-08-12 | RO | Advising on securities | 2019-08-12 | RO | Dealing in securities | 2019-08-12 |
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