Sharma, Rohit (SFC:BAW704)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Arrowpoint Investment Partners (Hong Kong) Limited | Rep | Asset management | 2024-08-28 | |
| 2 | Capstone Investment Advisors (HK) Limited | Rep | Asset management | 2022-08-12 | 2024-07-31 |
| 3 | CGS International Securities Hong Kong Limited | Rep | Advising on securities | 2013-02-18 | 2015-12-01 | Rep | Dealing in securities | 2015-07-10 | 2015-12-01 |
| 4 | CLSA LIMITED | Rep | Dealing in securities | 2015-12-08 | 2022-06-24 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy