Sato, Wakako
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | MIZUHO SECURITIES ASIA LIMITED | Rep | Advising on securities | 2013-06-27 | 2013-06-28 | Rep | Advising on securities | 2013-09-19 | 2019-03-27 |
2 | Morgan Stanley Asia Limited | Rep | Advising on securities | 2024-03-15 | 2024-03-20 | Rep | Advising on securities | 2024-04-09 | 2024-04-12 |
3 | MUFG Securities Asia Limited | Rep | Dealing in securities | 2019-07-08 | 2023-07-28 |
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