Lee, Wayne Hong Wing 李康穎
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Credit Suisse (Hong Kong) Limited | Rep | Advising on securities | 2013-08-05 | 2015-04-17 |
2 | CUPOLA CAPITAL LIMITED | Rep | Advising on securities | 2015-04-30 | 2016-05-26 | Rep | Asset management | 2016-04-01 | 2016-05-26 |
3 | MIZUHO SECURITIES ASIA LIMITED | Rep | Advising on securities | 2016-06-01 | 2017-05-25 |
4 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on securities | 2017-06-01 | 2018-08-31 |
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