Wallace, John David (SFC:BBT530)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | LaSalle Investment Management Hong Kong Limited | Rep | Advising on securities | 2013-08-28 | 2013-11-21 | Rep | Asset management | 2013-08-28 | 2013-11-21 | Rep | Dealing in securities | 2013-08-28 | 2013-11-21 | RO | Advising on securities | 2013-11-21 | 2015-08-14 | RO | Asset management | 2013-11-21 | 2015-08-14 | RO | Dealing in securities | 2013-11-21 | 2015-08-14 |
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