Lee, Ming Shui 李銘水
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CIS SECURITIES ASSET MANAGEMENT LIMITED | Rep | Dealing in securities | 2014-02-26 | 2016-12-23 | Rep | Dealing in securities | 2017-05-09 | 2020-04-06 | Rep | Advising on securities | 2018-12-03 | 2020-04-06 | Rep | Asset management | 2018-12-03 | 2020-04-06 | Rep | Dealing in futures contracts | 2018-12-03 | 2020-04-06 |
| 2 | First Fidelity Capital (International) Limited | Rep | Advising on securities | 2022-04-07 | 2023-01-09 | Rep | Asset management | 2022-04-07 | 2023-01-09 | Rep | Dealing in securities | 2022-04-07 | 2023-01-09 | RO | Advising on securities | 2023-01-09 | 2024-06-28 | RO | Asset management | 2023-01-09 | 2024-06-28 | RO | Dealing in securities | 2023-01-09 | 2024-06-28 |
| 3 | iTrade Securities Investment Limited | Rep | Advising on securities | 2021-06-29 | 2021-10-15 | Rep | Dealing in securities | 2021-06-29 | 2021-10-15 |
| 4 | OnePlatform Asset Management Limited | Rep | Dealing in securities | 2013-10-08 | 2017-03-31 |
| 5 | PLUTUS ASSET MANAGEMENT LIMITED (GBEN) | RO | Advising on securities | 2024-08-29 | RO | Asset management | 2024-08-29 |
| 6 | Plutus Securities Limited | RO | Dealing in securities | 2024-08-29 |
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