Tam, Ka Ho (SFC:BCC092) 譚家豪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CASH ASSET MANAGEMENT LIMITED | Rep | Asset management | 2013-11-22 | 2015-04-17 |
| 2 | CASH Wealth Management Limited | Rep | Advising on securities | 2013-10-18 | 2015-01-15 | RO | Advising on securities | 2015-01-15 | 2016-05-11 | RO | Dealing in securities | 2015-01-15 | 2016-05-11 | Rep | Asset management | 2015-04-14 | 2016-05-11 | Rep | Advising on securities | 2020-12-21 | 2021-02-10 | Rep | Asset management | 2020-12-21 | 2021-02-10 |
| 3 | CELESTIAL COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2013-11-22 | 2016-05-11 | Rep | Dealing in futures contracts | 2020-11-10 | 2021-02-10 |
| 4 | CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2013-10-18 | 2016-05-11 | Rep | Dealing in securities | 2020-09-11 | 2020-11-10 | RO | Dealing in securities | 2020-11-10 | 2021-02-10 |
| 5 | LEE GO SECURITIES LIMITED | RO | Dealing in securities | 2019-07-10 | 2020-07-16 |
| 6 | Rich Bay Securities Limited | RO | Dealing in securities | 2017-08-03 | 2017-12-28 |
| 7 | Runlin Asset Management Limited | Rep | Asset management | 2018-07-13 | 2019-04-30 |
| 8 | SHANXI SECURITIES INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2021-04-09 | |
| 9 | SHANXI SECURITIES INTERNATIONAL LIMITED | Rep | Dealing in securities | 2021-03-15 |
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