Lau, Yuk Yin 劉玉賢
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2013-11-14 | 2014-11-23 | Rep | Asset management | 2013-11-14 | 2014-11-23 | Rep | Dealing in securities | 2013-11-14 | 2014-11-23 |
2 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Dealing in securities | 2013-11-14 | 2014-11-23 |
3 | INVESCO ASSET MANAGEMENT ASIA LIMITED | Rep | Dealing in securities | 2016-07-21 | 2018-09-25 |
4 | INVESCO HONG KONG LIMITED | Rep | Dealing in securities | 2016-07-21 | 2018-09-25 |
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