Wheeler, James Matthew
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Apollo Management Asia Pacific Limited | Rep | Advising on securities | 2024-04-16 | Rep | Dealing in securities | 2024-04-16 |
2 | Belvest Investment Services Limited | Rep | Advising on securities | 2024-03-20 | 2024-04-02 | Rep | Dealing in securities | 2024-03-20 | 2024-04-02 |
3 | HSZ (HONG KONG) LIMITED | Rep | Advising on securities | 2018-12-19 | 2019-11-01 |
4 | Manulife Investment Management (Hong Kong) Limited | Rep | Advising on securities | 2013-12-19 | 2016-08-05 | Rep | Dealing in securities | 2013-12-19 | 2016-08-05 |
5 | ODYSSEY ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2020-05-19 | 2022-03-18 | Rep | Dealing in securities | 2020-05-19 | 2022-03-18 |
6 | Vesttoo Hong Kong Limited | RO | Dealing in securities | 2023-03-30 | 2023-10-21 |
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