Chen, Ting (SFC:BNI312)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BOCI SECURITIES LIMITED | Rep | Dealing in futures contracts | 2018-08-13 | 2019-09-14 | Rep | Dealing in securities | 2018-08-13 | 2019-09-14 |
2 | Guosen Securities (HK) Brokerage Company, Limited | Rep | Advising on securities | 2022-07-08 | 2024-06-30 | Rep | Dealing in securities | 2022-07-08 | 2024-06-30 |
3 | HAITONG INTERNATIONAL RESEARCH LIMITED | Rep | Advising on securities | 2019-10-30 | 2020-02-17 |
4 | SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED | Rep | Dealing in securities | 2024-08-19 |
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