Cao, Min (SFC:BCZ312) 曹敏
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Delta Asia Wealth Management Limited | Rep | Advising on securities | 2014-02-20 | 2015-09-30 |
| 2 | Forwin Capital Management Limited | Rep | Advising on securities | 2015-12-07 | 2016-09-22 | Rep | Asset management | 2015-12-07 | 2017-02-15 | RO | Advising on securities | 2016-09-22 | 2017-08-31 | RO | Asset management | 2017-02-15 | 2017-08-31 |
| 3 | Greentech Technology Asset Management Company Limited | Rep | Advising on securities | 2023-03-24 | 2023-03-27 | Rep | Asset management | 2023-03-24 | 2023-03-27 | RO | Advising on securities | 2023-03-27 | RO | Asset management | 2023-03-27 | RO | Dealing in securities | 2024-08-01 |
| 4 | Ocean Cedar Asset Management Company Limited | Rep | Advising on securities | 2020-07-30 | 2020-08-10 | Rep | Asset management | 2020-07-30 | 2020-08-10 | RO | Advising on securities | 2020-08-10 | 2023-03-07 | RO | Asset management | 2020-08-10 | 2023-03-07 |
| 5 | SHENG YUAN ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2019-06-14 | 2020-04-30 | RO | Asset management | 2019-06-14 | 2020-04-30 |
| 6 | UCF Asset Management (HK) Limited | Rep | Advising on securities | 2017-09-08 | 2017-09-14 | Rep | Asset management | 2017-09-08 | 2017-09-14 | RO | Advising on securities | 2017-09-14 | 2019-04-11 | RO | Asset management | 2017-09-14 | 2019-04-11 |
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