Lu, Shen (SFC:BDD498) 盧慎
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Advising on securities | 2022-12-02 | Rep | Dealing in futures contracts | 2022-12-02 | Rep | Dealing in securities | 2022-12-02 |
| 2 | Standard Chartered Securities (Hong Kong) Limited | Rep | Advising on futures contracts | 2014-03-20 | 2015-10-27 | Rep | Dealing in futures contracts | 2014-03-20 | 2015-10-27 |
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