Zeng, Andrew Yu Kwan 曾予鵾
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CITIC Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2018-10-18 | 2019-05-23 | Rep | Advising on securities | 2018-10-18 | 2019-05-23 | Rep | Advising on corporate finance | 2019-07-08 | 2020-08-31 | Rep | Advising on securities | 2019-07-08 | 2020-08-31 |
2 | CLSA LIMITED | Rep | Advising on securities | 2018-10-18 | 2019-05-23 | Rep | Dealing in securities | 2018-10-18 | 2019-05-23 | Rep | Advising on securities | 2019-07-08 | 2020-08-31 | Rep | Dealing in securities | 2019-07-08 | 2020-08-31 |
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