Phelps, Mark Ivor (SFC:AZE639)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AllianceBernstein Hong Kong Limited | Rep | Dealing in securities | 2014-04-22 | 2014-04-23 | Rep | Dealing in securities | 2014-07-08 | 2014-07-09 | Rep | Dealing in securities | 2015-03-23 | 2015-03-25 | Rep | Dealing in securities | 2015-09-11 | 2015-09-18 | Rep | Dealing in securities | 2016-03-09 | 2016-03-11 | Rep | Dealing in securities | 2017-02-27 | 2017-02-28 | Rep | Dealing in securities | 2017-09-11 | 2017-09-15 | Rep | Dealing in securities | 2018-03-19 | 2018-03-21 | Rep | Dealing in securities | 2018-10-02 | 2018-10-03 | Rep | Dealing in securities | 2019-03-18 | 2019-03-20 |
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