Downes, Michael James (SFC:BDF595)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARING ASSET MANAGEMENT (ASIA) LIMITED | Rep | Advising on securities | 2017-08-14 | 2020-03-31 | Rep | Asset management | 2017-08-14 | 2020-03-31 | Rep | Dealing in securities | 2017-08-14 | 2020-03-31 |
| 2 | Barings Investment Advisers (Hong Kong) Limited | Rep | Advising on securities | 2014-04-30 | 2017-09-22 | Rep | Asset management | 2014-04-30 | 2017-09-22 | Rep | Dealing in securities | 2014-04-30 | 2017-09-22 |
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