Cheng, Nicole Chung Yan 鄭仲殷
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GUOTAI JUNAN CAPITAL LIMITED | Rep | Advising on corporate finance | 2016-07-18 | 2022-09-04 |
| 2 | SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED | Rep | Advising on corporate finance | 2014-06-03 | 2016-06-25 | Rep | Advising on securities | 2014-06-03 | 2016-06-25 | Rep | Dealing in securities | 2014-06-03 | 2016-06-25 |
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