Wong, Ho Tim 黃河添
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Apollo Asset Management Limited (HK) | Rep | Advising on securities | 2022-08-08 | 2022-09-28 | Rep | Asset management | 2022-08-08 | 2022-09-28 | RO | Advising on securities | 2022-09-28 | 2023-03-10 | RO | Asset management | 2022-09-28 | 2023-03-10 |
2 | BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2014-07-24 | 2016-10-12 |
3 | BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2014-07-24 | 2016-10-12 |
4 | CENTRAL WEALTH ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2018-09-12 | 2019-02-14 | Rep | Asset management | 2018-09-12 | 2019-02-14 |
5 | CENTRAL WEALTH FUTURES LIMITED | Rep | Dealing in futures contracts | 2017-06-09 | 2018-08-13 |
6 | CENTRAL WEALTH SECURITIES INVESTMENT LIMITED | Rep | Dealing in securities | 2017-06-09 | 2018-08-13 |
7 | CMBC INTERNATIONAL FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2016-11-04 | 2017-06-01 |
8 | CMBC SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2016-11-04 | 2017-06-01 |
9 | DATANG FINANCIAL HOLDING CO., LIMITED | RO | Advising on securities | 2019-03-04 | 2019-11-04 | RO | Asset management | 2019-03-04 | 2019-11-04 |
10 | Pearl International Securities Limited | Rep | Advising on securities | 2023-07-14 | 2023-07-21 | Rep | Asset management | 2023-07-14 | 2023-07-21 | Rep | Dealing in securities | 2023-07-14 | 2023-07-21 | RO | Advising on securities | 2023-07-21 | 2024-06-14 | RO | Asset management | 2023-07-21 | 2024-06-14 | RO | Dealing in securities | 2023-07-21 | 2024-06-14 |
11 | PURPLE LEGEND (HK) LIMITED | RO | Advising on securities | 2024-06-28 | RO | Asset management | 2024-06-28 | RO | Dealing in securities | 2024-06-28 |
12 | QMIS Asset Management Limited | Rep | Advising on securities | 2019-11-25 | 2020-01-16 | Rep | Asset management | 2019-11-25 | 2020-01-16 | RO | Advising on securities | 2020-01-16 | 2022-05-03 | RO | Asset management | 2020-01-16 | 2022-05-03 |
13 | QMIS Securities Limited | Rep | Dealing in securities | 2021-11-10 | 2022-05-03 |
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