Yau, Ka Man 丘家敏
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED | Rep | Advising on securities | 2022-03-23 | 2022-11-04 | Rep | Asset management | 2022-03-23 | 2022-11-04 | Rep | Dealing in securities | 2022-03-29 | 2022-11-04 |
| 2 | SEI INVESTMENTS (ASIA) LIMITED | Rep | Advising on securities | 2019-06-14 | 2022-02-20 | Rep | Asset management | 2019-06-14 | 2022-02-20 |
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