Liu, Jimmy Chenxi (SFC:BOG388) 劉晨曦
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Houlihan Lokey (China) Limited | Rep | Advising on corporate finance | 2022-05-04 | 2024-02-19 | Rep | Advising on securities | 2022-05-04 | 2024-02-19 | Rep | Dealing in securities | 2022-05-04 | 2024-02-19 |
| 2 | NATIXIS ASIA LIMITED | Rep | Advising on securities | 2019-06-27 | 2021-12-31 | Rep | Dealing in securities | 2019-06-27 | 2021-12-31 |
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