Lee, Dink Sing 李定勝
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2019-08-06 | 2020-04-24 |
2 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2014-12-09 | 2020-04-24 |
3 | CITIC Securities Brokerage (HK) Limited | Rep | Advising on securities | 2021-06-15 | Rep | Dealing in securities | 2021-06-15 |
4 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2021-06-15 | |
5 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2017-10-06 | 2020-04-24 |
6 | FULBRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2014-11-04 | 2014-11-20 |
7 | HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2020-07-06 | 2021-05-24 |
8 | HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2020-06-10 | 2021-05-24 |
9 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2020-06-10 | 2021-05-24 | Rep | Advising on securities | 2020-07-06 | 2021-05-24 |
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