Chow, Kathy Ka Yuet 周家越
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Interactive Brokers Hong Kong Limited | Rep | Dealing in securities | 2023-01-10 | 2023-02-02 |
2 | Janus Henderson Investors Hong Kong Limited | Rep | Advising on securities | 2019-08-06 | 2022-11-10 | Rep | Dealing in securities | 2019-08-06 | 2022-11-10 |
3 | LIM ADVISORS LIMITED | Rep | Asset management | 2023-04-28 | 2024-07-25 |
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