Xiao, Sofia Dongyuan 肖冬媛
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Galaxy International Securities (Hong Kong) Co., Limited | Rep | Dealing in securities | 2016-03-29 | 2017-08-11 |
| 2 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2015-01-13 | 2015-02-28 |
| 3 | ORIENTAL PATRON SECURITIES LIMITED | Rep | Dealing in securities | 2015-03-06 | 2016-03-19 |
| 4 | SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED | Rep | Dealing in securities | 2024-08-14 | 2024-10-03 | RO | Dealing in securities | 2024-10-03 |
| 5 | VALUABLE CAPITAL LIMITED | Rep | Advising on securities | 2021-08-02 | 2023-12-28 | Rep | Dealing in securities | 2021-08-02 | 2023-12-28 |
| 6 | WEST BULL SECURITIES LIMITED | Rep | Advising on securities | 2024-03-21 | 2024-06-28 | Rep | Dealing in securities | 2024-03-21 | 2024-06-28 |
| 7 | ZHONGTAI INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2017-09-15 | 2021-07-04 | Rep | Advising on securities | 2018-08-07 | 2021-07-04 |
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