Liu, Huashi 劉華實
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Huarong International Asset Management Limited | Rep | Asset management | 2022-05-31 | 2023-06-12 | Rep | Asset management | 2024-08-21 |
2 | Huarong International Capital Limited (HK) | Rep | Advising on corporate finance | 2023-06-12 | 2024-07-12 | Rep | Dealing in securities | 2023-06-12 | 2024-08-22 | RO | Dealing in securities | 2024-08-22 |
3 | Huarong International Securities Limited | Rep | Dealing in futures contracts | 2020-05-07 | 2022-05-31 | Rep | Advising on securities | 2020-05-07 | 2023-06-12 | Rep | Dealing in securities | 2020-05-07 | 2024-08-22 | RO | Dealing in securities | 2024-08-22 |
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