Liu, Shang (SFC:BPQ440) 刘上
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FORTUNE (HK) SECURITIES LIMITED | Rep | Dealing in securities | 2020-05-18 | 2022-01-17 |
| 2 | Fortune Asset Management Limited (HK) | Rep | Advising on securities | 2024-06-04 | 2024-07-15 | Rep | Asset management | 2024-06-04 | 2024-07-15 | RO | Advising on securities | 2024-07-15 | RO | Asset management | 2024-07-15 |
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