Chukiat, Nicholas Wynn
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | UBS Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2015-08-20 | 2015-08-28 | Rep | Dealing in securities | 2015-08-20 | 2015-08-28 | Rep | Advising on securities | 2015-10-30 | 2015-11-06 | Rep | Dealing in securities | 2015-10-30 | 2015-11-06 | Rep | Advising on securities | 2016-11-10 | 2016-11-19 | Rep | Dealing in securities | 2016-11-10 | 2016-11-19 | Rep | Advising on securities | 2017-01-27 | 2017-02-02 | Rep | Dealing in securities | 2017-01-27 | 2017-02-02 | Rep | Advising on securities | 2017-10-20 | 2017-10-26 | Rep | Dealing in securities | 2017-10-20 | 2017-10-26 | Rep | Advising on securities | 2018-10-29 | 2018-11-02 | Rep | Dealing in securities | 2018-10-29 | 2018-11-02 |
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