Kwong, Ka Leung 鄺嘉樑
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AMPLE CAPITAL LIMITED | Rep | Advising on corporate finance | 2017-06-09 | 2018-03-02 |
| 2 | BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2020-09-09 | 2020-11-05 | Rep | Advising on securities | 2020-09-28 | 2020-11-05 |
| 3 | CLC International Limited | Rep | Advising on corporate finance | 2021-01-05 | 2021-07-31 |
| 4 | GUOTAI JUNAN CAPITAL LIMITED | Rep | Advising on corporate finance | 2016-10-05 | 2017-04-29 |
| 5 | GUOYUAN CAPITAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2018-04-17 | 2018-07-06 | Rep | Dealing in securities | 2018-06-01 | 2018-07-06 |
| 6 | Optima Capital Limited | Rep | Advising on corporate finance | 2015-10-02 | 2016-09-21 | Rep | Dealing in securities | 2015-10-02 | 2016-09-21 |
| 7 | SOUTH CHINA CAPITAL LIMITED | Rep | Advising on corporate finance | 2018-09-11 | 2020-08-07 |
| 8 | SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2018-09-11 | 2020-08-07 |
| 9 | Zijing Capital Limited | Rep | Advising on corporate finance | 2021-09-16 | 2022-01-13 | RO | Advising on corporate finance | 2022-01-13 | 2022-05-16 |
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