Wang, Xiao (SFC:BGK625) 汪霄
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Securities (International) Brokerage Company Limited | Rep | Dealing in securities | 2015-10-28 | 2017-06-20 |
| 2 | China Securities (International) Corporate Finance Company Limited | Rep | Advising on corporate finance | 2015-10-28 | 2017-06-20 | Rep | Dealing in securities | 2015-10-28 | 2017-06-20 |
| 3 | FOUNDER FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2017-09-29 | 2018-11-08 |
| 4 | Founder Securities (Hong Kong) Capital Company Limited | Rep | Dealing in securities | 2018-07-04 | 2019-12-30 | Rep | Advising on corporate finance | 2018-07-04 | 2020-12-31 |
| 5 | FOUNDER SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2017-08-29 | 2020-12-31 |
| 6 | KAM LUEN SECURITIES LIMITED | Rep | Dealing in securities | 2022-05-13 | 2024-09-30 | Rep | Advising on securities | 2022-05-26 | 2024-09-30 | Rep | Asset management | 2022-05-26 | 2024-09-30 | RO | Advising on securities | 2024-09-30 | RO | Asset management | 2024-09-30 | RO | Dealing in securities | 2024-09-30 |
| 7 | uSmart Securities Limited | Rep | Dealing in securities | 2022-03-18 | 2022-04-19 |
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