Zhou, Yan (SFC:BGK629) 周妍
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DA International Asset Management Limited | Rep | Advising on securities | 2018-08-14 | 2019-05-17 | Rep | Asset management | 2018-08-14 | 2019-05-17 |
| 2 | DA INTERNATIONAL FINANCIAL SERVICE LIMITED | Rep | Dealing in futures contracts | 2015-11-05 | 2019-05-17 | Rep | Dealing in securities | 2016-06-08 | 2019-05-17 |
| 3 | Eagle Trader Asset Management Limited | Rep | Asset management | 2019-11-25 | 2021-11-09 | Rep | Asset management | 2022-08-12 | 2022-09-26 | RO | Asset management | 2022-09-26 |
| 4 | Golden Hen Securities and Futures Limited | Rep | Dealing in securities | 2019-06-17 | 2020-03-12 | Rep | Dealing in futures contracts | 2019-06-17 | 2020-09-23 | RO | Dealing in securities | 2020-03-12 | 2021-11-09 | RO | Dealing in futures contracts | 2020-09-23 | 2021-11-09 |
| 5 | GREAT BAY SECURITIES LIMITED | Rep | Dealing in securities | 2021-11-25 | 2022-03-03 | Rep | Asset management | 2021-11-25 | 2022-05-31 | Rep | Advising on securities | 2021-12-06 | 2022-03-03 | RO | Advising on securities | 2022-03-03 | 2022-08-10 | RO | Dealing in securities | 2022-03-03 | 2022-08-10 | RO | Asset management | 2022-05-31 | 2022-08-10 |
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