Sharifi, Nyma Mahdi
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BFAM Partners (Hong Kong) Limited | Rep | Asset management | 2018-04-06 | 2019-11-07 |
2 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2015-12-07 | 2015-12-18 | Rep | Dealing in securities | 2016-02-15 | 2016-02-19 | Rep | Dealing in securities | 2016-02-26 | 2018-01-27 |
3 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in futures contracts | 2016-10-11 | 2018-01-27 |
4 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2015-12-07 | 2015-12-18 | Rep | Dealing in futures contracts | 2016-02-15 | 2016-02-19 | Rep | Dealing in futures contracts | 2016-02-26 | 2016-10-10 |
5 | LMR Partners Limited | Rep | Asset management | 2020-05-07 | 2024-03-20 |
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