Yan, Yishu 嚴亦舒
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Advising on securities | 2016-01-05 | 2019-09-03 |
| 2 | Morgan Stanley Asia Limited | Rep | Advising on securities | 2019-09-24 | 2020-08-20 | Rep | Dealing in securities | 2019-09-24 | 2020-08-20 |
| 3 | UBS SECURITIES ASIA LIMITED | Rep | Advising on securities | 2022-09-27 | 2022-10-14 | Rep | Advising on securities | 2024-03-05 | 2024-03-11 | Rep | Advising on securities | 2024-04-15 |
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