Lee, Christopher Fai Man 李輝敏
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2010-07-22 | 2012-02-16 |
2 | PINERION ASSET MANAGEMENT LIMITED | RO | Asset management | 2021-06-25 | |
3 | STAR MAGNOLIA CAPITAL (HONG KONG) LIMITED | RO | Advising on securities | 2015-01-16 | 2018-02-09 | RO | Asset management | 2015-01-16 | 2018-02-09 | RO | Advising on securities | 2018-04-25 | 2018-06-19 | RO | Asset management | 2018-04-25 | 2018-06-19 |
4 | UBS SECURITIES ASIA LIMITED | Rep | Advising on corporate finance | 2005-03-24 | Rep | Advising on securities | 2005-03-24 | Rep | Asset management | 2005-03-24 | Rep | Dealing in securities | 2010-03-22 |
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