Wu, Yenan 吴叶楠
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CNCB (Hong Kong) Capital Limited | Rep | Advising on corporate finance | 2021-11-05 | 2024-09-20 | Rep | Advising on securities | 2021-11-05 | 2024-09-20 | Rep | Dealing in securities | 2021-11-05 | 2024-09-20 |
2 | ZHONGTAI INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2016-07-21 | 2017-01-25 | Rep | Dealing in securities | 2016-07-21 | 2017-01-25 |
3 | ZHONGTAI INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2017-01-25 | 2018-01-17 |
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