Chen, Yifan (SFC:BDL756) 陳亦凡
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Advising on corporate finance | 2020-11-17 | Rep | Advising on securities | 2020-11-17 | Rep | Dealing in securities | 2020-11-17 |
| 2 | China Securities (International) Brokerage Company Limited | Rep | Advising on securities | 2018-03-21 | 2018-10-31 | Rep | Dealing in securities | 2018-03-21 | 2018-10-31 |
| 3 | China Securities (International) Corporate Finance Company Limited | Rep | Advising on corporate finance | 2018-03-21 | 2018-10-31 | Rep | Dealing in securities | 2018-03-21 | 2018-10-31 |
| 4 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2018-12-27 | 2020-10-06 | Rep | Dealing in securities | 2018-12-27 | 2020-10-06 |
| 5 | Moody's Investors Service Hong Kong Limited | Rep | Credit rating services | 2016-08-04 | 2017-12-08 |
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