He, Yuan (SFC:BRB787) 何源

show old organisation names

SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED Rep Advising on corporate finance 2021-10-22 2024-08-29
Rep Advising on securities 2021-10-22 2024-08-29
Rep Dealing in securities 2021-10-22 2024-08-29
2 CITIC Securities (Hong Kong) Limited Rep Advising on corporate finance 2021-04-21 2021-07-23
Rep Advising on securities 2021-04-21 2021-07-23
3 CLSA LIMITED Rep Advising on securities 2021-04-21 2021-07-21
Rep Dealing in securities 2021-04-21 2021-07-23

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